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Asset Management

How do we manage our clients’ assets?

Asset management is a key piece in our clients’ financial puzzle, and our goal is twofold. First, we manage assets focusing on the goals established in each client’s plan. We are planners first, and while everyone may have some type of plan in mind, we believe a written plan helps illustrate if it is sound.

Second, we seek to help our clients avoid making costly mistakes with their investments. Using our experience over many economic and market cycles, we assist our clients using logic - not emotion - as a basis for making investment decisions. Panic and fear are not investment strategies. Risk tolerance, and asset allocation are time-proven strategies.

Through our relationship with LPL Financial, the largest independent broker dealer*, we manage accounts on a fee basis, not a commission. We avoid the inherent conflict a commission-based business model presents and focus on a long-term, service-based model. Additionally, we have no proprietary products or investment banking relationships, avoiding conflicts with the investments we chose for our clients’ accounts. 

We act as a fiduciary, aligning our goals with yours and putting your interests first. Whether new to investing, just beginning the accumulation phase, or nearing retirement and looking at tax and risk efficient distribution strategies, we can help.

We provide investment advice to clients’ on:

Stocks | Bonds | Mutual Funds | ETFs | Asset Allocation | Diversification | Rebalancing | Retirement Income Bucketing Strategies | IRAs | Roth IRAs | 401ks | Annuities | Deferred Compensation

*As reported in Financial Planning Magazine 1996-2017 based on total revenue.

All investing involves risk including loss of principal. No strategy assures success or protects against loss.


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